Assessment: Use of epidural steroid injections to treat radicular lumbosacral pain
Report of the Therapeutics and Technology Assessment Subcommittee of the American Academy of Neurology
Carmel Armon, MD, MHS,
Charles E. Argoff, MD,
Jeffrey Samuels, MD and
Misha-Miroslav Backonja, MD
From the Division of Neurology (C.A.), Baystate Medical Center, Springfield, and Tufts University School of Medicine, Boston, MA; Manhasset, NY (C.E.A.); Pompano Beach, FL (J.S.); and University of Wisconsin Madison (M.-M.B.).
Address correspondence and reprint requests to the American Academy of Neurology, 1080 Montreal Avenue, St. Paul, MN 55116; e-mail: guidelines{at}aan.com
Based on the available evidence, the Therapeutics and TechnologyAssessment subcommittee concluded that 1) epidural steroid injectionsmay result in some improvement in radicular lumbosacral painwhen assessed between 2 and 6 weeks following the injection,compared to control treatments (Level C, Class I-III evidence).The average magnitude of effect is small and generalizabilityof the observation is limited by the small number of studies,highly selected patient populations, few techniques and doses,and variable comparison treatments; 2) in general, epiduralsteroid injection for radicular lumbosacral pain does not impactaverage impairment of function, need for surgery, or providelong-term pain relief beyond 3 months. Their routine use forthese indications is not recommended (Level B, Class I-III evidence);3) there is insufficient evidence to make any recommendationfor the use of epidural steroid injections to treat radicularcervical pain (Level U).
Chronic back pain and its associated disabilities representan important health problem.1 The rising prevalence of obesitymay increase the impact of chronic back pain. The competitivenature of the modern workplace places individuals with lessthan perfect health and, in particular, those with painful conditionsat a disadvantage. Workplace accommodation may not be an optionfor many occupations and, even where possible, is frequentlylinked with economic losses for employee and employer alike.
In 1998, individuals with back pain in the United States wereestimated to have incurred total health care expenditures of$90.7 billion.2 Inpatient care accounted for 31% of the expenditure,followed by expenditure for office-based visits (26%), prescriptiondrugs (15.6%), and outpatient services (13.1%). Emergency departmentvisits and home health visits each accounted for 3%. Of the$90.7 billion total expenditures incurred by these individuals,the expenditures attributable directly to the back pain totaledapproximately $26.3 billion,2 of which 42% were for office-basedvisits, 18% for outpatient services, 17% for inpatient care,15% for prescription drugs, and 4% for emergency room visits.The estimated cost of treatments for spinal pain (medical therapy,epidural steroid injections, spinal cord stimulation, and intrathecalnarcotics) for 1990 was at least $13 billion, growing by 7%per year.3 Medicare part B claims in 1999 for 40.4 million coveredindividuals were $49.9 million for lumbar epidural steroid injections,$8.5 million for lumbar facet or peri-facet joint injections,and $5.6 million for cervical or thoracic epidural steroid injections.4
Low back pain may occur without or with radicular features (thelatter often referred to as sciatica). In the strictest sense,sciatica refers to pain running down the posterior aspect ofthe lower extremity. A less restrictive usage to refer to lowerback pain with radiation is found in the literature reviewedfor this report. A structural cause for sciatica, such as aherniated disc or foraminal stenosis, may or may not be foundwith investigations. Abnormalities on imaging may be seen inasymptomatic subjects, thus it may not be correct to infer acausal role for radiologic structural changes even if they areconcordant with the distribution of sciatica.
Reports of epidural corticosteroid injections to treat sciaticadate back to the 1950s.5,6 Their use has increased over timedespite limited quality data, as reflected by conflicting reviewsof their efficacy and safety.79 These reviews variedin terms of criteria for inclusion of patients, study design,types of interventions, outcome measures, and use of additionaltreatments. A recent review (2004) by the Technology AssessmentCommittee of the Institute of Clinical Systems Improvement (ICSI)10focused on fluoroscopically guided, transforaminal epiduralsteroid injections in radicular lumbar pain. Although it usedan evidence-based approach, the rating system is different fromthat of the American Academy of Neurology (AAN). It concludedthat, even though results based on limited data appeared tobe promising, there was insufficient evidence to comment onthe efficacy of transforaminal epidural steroid injections inradicular lumbar pain.10
A recent editorial11 discussing the role of placebo-controlledtrials emphasizes that pain treatments considered effectivebased on uncontrolled clinical observations or case studiesmay be found to be ineffective when tested within well-designedplacebo-controlled studies. To avoid this error, higher qualityevidence requires performance of studies incorporating rigorouscase definition, use of controls (placebo or active), use ofa standardized efficacy scale, masking of patient and evaluatorregarding treatment, and gathering of safety data in differenttreatment arms. The data should permit calculation of the numberof patients needed to treat in order to make one more patientbetter than what would be obtained with a control treatment(placebo or alternative active treatment).
A listing of important questions regarding epidural steroidsappears in table 1. However, the number of high quality of studieswas limited. Therefore, the question "What is the evidence tosupport use of epidural steroid injections in radicular lumbosacralpain to produce pain relief?" was dealt with first. Other endpointsconsidered within the higher quality studies so identified wereconsidered, as were endpoints identified by reviewers for whichthere were high quality data.
Efficacy.
Medline searches were conducted in April 2003 and February 2005using combinations of the terms "epidural injections" or "epiduralsteroids," "double-blind," "placebo-controlled," and "radiculopathy."A search of the Cochrane database of systematic reviews foundno review on the use of epidural steroid injections to treatradicular pain. The following inclusion criteria were used:
1) clear case definition;
2) clear measure of outcome (painrelief) using a standardizedmeasure;
3) use of a controlgroup (placebo or active);
4) randomization;
5) at leastdouble-blind study design, so that neither patientnor assessorof measure of outcome would know the treatmentarm; or triple-blind,if the physician injecting the treatmentalso did not know whattreatment was administered;
6) prospective study design;
7)adequate statistical analysis.
The references of articles identified primarily and within selectreview articles were scanned for additional articles meetingthe inclusion criteria: none were found. Articles identifiedby reviewers of earlier versions of the manuscript were consideredalso. The highest level of evidence was used to make the conclusionsand recommendations for this parameter. Since articles on epiduralsteroid treatment of radicular cervical pain did not meet thesecriteria, epidural steroids to treat radicular lumbosacral painalone will be considered.
Safety.
A separate Medline search using the key words "epidural steroid"and "complications" was performed to identify reported complicationswith the procedure. Results from selected articles and fromthe efficacy studies selected for inclusion are summarized briefly.
Efficacy.
The search yielded 37 articles, 4 of which met the predeterminedinclusion criteria.1215 These are summarized in an evidencetable (table 2). Full review of a fifth article16 resulted inits exclusion since outcome measures were unclear, times forthe reported outcomes were uncertain, and results of statisticalanalysis for the outcomes of interest were unavailable. Thetwo articles identified as of the highest quality in the ICSIreview17,18 were summarized also in table 2. Some of the studiescombined steroids with a local anesthetic, using the local anestheticas a control or normal saline as the control, while others comparedsteroids to normal saline.
Safety.
The most common complication is a transient headache whetheror not associated with identifiable dural puncture.14 More seriouscomplications, summarized in a 1996 review,19 were several casesof aseptic meningitis, arachnoiditis, and conus medullaris syndrome,typically after multiple subarachnoid injections. Two casesof epidural abscess, one case of bacterial meningitis, and onecase of aseptic meningitis were also listed (subarachnoid drugplacement could not be ruled out in the meningitis cases).19A retroperitoneal hematoma was reported in one patient on anticoagulanttherapy who received a fluoroscopically guided transforaminalinjection of steroids.18 Transient complications have been encounteredalso during fluoroscopically guided caudal epidural injections,including insomnia, transient non-positional headaches, increasedback pain, facial flushing, vasovagal reactions, nausea, andincreased leg pain.20 No major neurologic complications (spinalhematomas) were encountered in a series of 1,035 individualswho received epidural steroid injections while on antiplatelettherapy.21 Minor complications (blood during needle placement)were encountered in 5.2%, and transient worsening of symptomsor emergence of new neurologic symptoms for more than 24 hoursafter the injection occurred in 4% of patients with median durationof 3 days and range 1 to 20 days. Additional qualitative safetydata reporting serious complications were rare.21 An additionalpotential risk of radiographically guided transforaminal injectionsis radiation exposure; however, the radiation exposure of thespinal interventionalist was well within safety limits if propertechniques were followed.22
The role of practitioner experience and radiologic confirmationof needle placement cannot be determined based on these reports.The results of the one high quality study with radiologic confirmedneedle placement did not provide direct comparison of techniques.Therefore, the utility of, or need for, fluoroscopic confirmationof needle placement is unclear.
Comparison to the results of the ICSI review.
This evidence-based review focusing specifically on fluoroscopicallyguided transforaminal epidural injections10 identified two studiesit considered of high quality, which had not been identifiedby the Medline searches. One article studied pain relief,18and we concurred that it was of high quality (Class I evidence).Its results were consistent with studies performed without radiologicguidance. The second article used avoidance of surgery as itsprimary outcome measure.17 However, methodologic limitationsresulted in a lower rating under our system (Class III evidence).The limitations included small sample size, the highly selectedsample due to self-selection of participants, imprecise casedefinition, lack of control for possible confounding factors,and insufficient information about why subjects proceeded tosurgery. Its findings favoring efficacy, while concordant withthose of a previously identified article,13 were discordantfrom those of articles that were rated higher, that showed noimpact on utilization of surgery.14,18 The lack of overlap betweenhigh quality articles found using the two search strategiesresulted from use of different search terms. The ICSI reviewdid not retrieve articles that did not use fluoroscopy, andthe high quality article reporting results with transforaminal,peri-radicular injections using fluoroscopy did not incorporatethe terms we had used in our original search. However, the resultswith the two search strategies were similar, strengthening thevalidity of our conclusions and recommendations.
Principal findings, in clinical perspective.
With regards to the primary question of this review, ameliorationof pain, the findings of the four high quality studies1214,18are internally consistent, showing the following efficacy patterncompared to a control group: no efficacy at 24 hours12; someefficacy at 2 to 6 weeks13,14,18; no difference14 or reboundworsening at 3 months18 and 6 months18; and no difference at1 year.13,18 The immediate postinjection amelioration of leg,but not back pain, may have been due to the local anestheticwith which the steroid was mixed in one study.18
These results support the individual perception of benefit ofepidural steroids, expressed in terms of short-term symptomaticrelief, a positive result in and of itself. However, the averageeffect difference (advantage of steroids over control treatment)was small, usually falling short of the value proposed as aclinically meaningful average difference1815 mm on the100 mm visual analogue pain scale. Other investigators haveshown that, at the individual level, an optimal value for aclinically meaningful change on a 0 to 10 pain intensity scaleis a 2-point absolute change (or a 33% relative change).2325However, the available studies did not express the magnitudeof relief in terms of the percent of patients attaining a clinicallymeaningful response, and thus do not permit calculations ofnumber of patients needed to treat in order to benefit one patient.
These results are consistent with the results of a study comparing43 patients treated with epidural methylprednisolone appliedduring unilateral lumbar discectomy with matched historicalcontrols that showed reduced need for narcotic and non-narcoticpain medications and muscle relaxants during the postoperativeperiod, and shorter hospital stay in treated patients (an averageof 2.72 days in treated patients vs 4.35 days in the untreatedpatients).26 Reported complications of epidural steroid injectionsare usually minor and transient: the most frequent is a transientheadache. Reported major complications are rare (aseptic meningitis,arachnoiditis, bacterial meningitis, epidural abscess, and conusmedullaris syndrome), and may result from subarachnoid, ratherthan epidural injection. There may be underreporting of complications,and the reported safety track record of experienced practitionerswith large volumes may not reflect the track record of smallervolume or less experienced practitioners. These results do notanswer most of the other questions listed in table 1. With regardsto the specific question of avoidance of surgery, the data onface value are conflicting, with the better designed studiesshowing no benefit to epidural steroids. The data from the lesswell-designed studies are harder to interpret and generalize,as are data from uncontrolled clinical settings. The data donot permit inferring if surgery is avoided due to the treatmenteffect of injected steroids, due to placebo effect, or becausethe treatment "buys time" for a natural history of improvement.10The data do not address how epidural steroid injections mightcompare to other treatment modalities and the role of patientand provider characteristics, including temperament and paintolerance, in selecting among various treatment options. Therecommendations gave greater weight to the data from the betterdesigned studies, showing that epidural steroid injections didnot result in less surgery.
However, an uncontrolled study27 with partial follow-up of treatedpatients has identified factors that predict poor outcome: 1)greater number of previous treatments for pain; 2) more medicationstaken; 3) pain not necessarily increased by activity; 4) painincreased by coughing. Factors that predict no benefit 1 yearafter treatment include 1) pain does not interfere with activities;2) unemployment due to pain; 3) normal straight leg raisingtests before treatment; 4) pain not decreased by medication.Better designed studies are needed to confirm these observations,and express them in contemporary terms of numbers needed totreat, relative to presence or absence of predictive factorsfor poor outcome.
Limitations.
This review is limited by its inability to compare all techniquesand all treatment approaches. However, the findings in termsof pain relief and some of the secondary measures are similarfor the earlier studies and for those that used fluoroscopyand transforaminal injections. This review did not assess issuesof frequency of injection or dosage, and did not evaluate operatorexperience, which was implied to be high in all the publishedreports. The generalizability of the findings is limited. Thefocus on pain relief, guided by the chief indication for whichepidural steroid injections are used, is a limitation, comparedto using improvement of function as the primary outcome variable.However, it frames the subjective impressions of patients andproviders in evidence-based terminology that may guide the futureevaluation of this treatment modality.
Epidural steroid injections may result in some improvement inradicular lumbosacral pain when determined between 2 and 6 weeksfollowing the injection, compared to control treatment (LevelC, Class I-III evidence). The average magnitude of effect issmall, and the generalizability of the observation is limitedby the small number of studies, limited to highly selected patientpopulations, the few techniques and doses studied, and variablecomparison treatments.
In general, epidural steroid injectionsfor radicular lumbosacralpain have shown no impact on averageimpairment of function,on need for surgery, or on long-termpain relief beyond 3 months.Their routine use for these indicationsis not recommended (LevelB, Class I-III evidence).
Data onuse of epidural steroid injections to treat cervicalradicularpain are inadequate to make any recommendation (LevelU).
Further studies of the efficacy of epidural steroids for radicularlumbosacral pain should be well-designed, meeting the followingcriteria: a) clear case definition; b) clear measures of outcomeusing standardized tools, with function as the primary measureand clinically meaningful improvement in pain2325 asa secondary measure; c) use of a control group (placebo or active);d) prospective design; e) randomization; f) double-blind studydesign, so that neither patient nor assessor of measure of outcomeknows the treatment arm; or triple-blind, if physician administeringthe epidural steroids also does not know what treatment is administered;g) adequate power; and h) adequate statistical analysis.
Studiesof use of epidural steroids to treat radicular cervicalpainor non-radicular low back or cervical pain should alsobe designedrigorously, meeting similar criteria.
The principal questionsto be answered are as follows:
(a)What is the degree of efficacy,expressed in terms of magnitudeof effect, duration of effect,and percent of patients who achieveclinically meaningful improvement,in comparison to alternativetreatments?
(b)Using a controlleddesign: are there predictorsof lack ofefficacy or poor efficacy?Consider studying firstpatientswithout putative predictorsof poor efficacy.
(c)Howmany treatments are appropriate,and at what intervals?
(d)Howfrequent are complications,and what are they?
Initially, it will be necessary to standardizesome of the variablesreflected in the questions in table 1,such as a specific technicalapproach, the minimal competencyof the treating physician,and utilization of additional therapies.
Subsequently, research can be directed to evaluate the roleof these variables. In particular, different techniques willneed to be assessed using standardized methodology.
The Therapeutics and Technology Assessment Subcommittee (TTA)produces evidence-based statements that assess the safety, utility,and effectiveness of new, emerging, or established therapeuticagents or technologies in the field of neurology. These aredeveloped through a rigorous process of defining the topic,evaluating and rating the quality of the evidence, and translatingthe conclusions of the evidence into practical recommendationsthat can help to guide the practice of Neurology.
This statement is provided as an educational service of theAmerican Academy of Neurology. It is based on an assessmentof current scientific and clinical information. It is not intendedto include all possible proper methods of care for a particularneurologic problem or all legitimate criteria for choosing touse a specific procedure. Neither is it intended to excludeany reasonable alternative methodologies. The AAN recognizesthat specific patient care decisions are the prerogative ofthe patient and the physician caring for the patient, basedon all of the circumstances involved.
The American Academy of Neurology is committed to producingindependent, critical and truthful clinical practice guidelines(CPGs). Significant efforts are made to minimize the potentialfor conflicts of interest to influence the recommendations ofthis CPG. To the extent possible, the AAN keeps separate thosewho have a financial stake in the success or failure of theproducts appraised in the CPGs and the developers of the guidelines.Conflict of interest forms were obtained from all authors andreviewed by an oversight committee prior to project initiation.AAN limits the participation of authors with substantial conflictsof interest. The AAN forbids commercial participation in, orfunding of, guideline projects. Drafts of the guideline havebeen reviewed by at least three AAN committees, a network ofneurologists, Neurology peer reviewers, and representativesfrom related fields. The AAN Guideline Author Conflict of InterestPolicy can be viewed at www.aan.com. With regards to this specificreport, all authors have stated that they have nothing to disclose.One of the authors performs epidural steroid injections.
Therapeutics and Technology Assessment subcommittee members:Yuen T. So, MD, PhD (Co-Chair); Janis Miyasaki, MD, FAAN (Co-Chair);Douglas S. Goodin, MD (ex-officio); Carmel Armon, MD, MHS, FAAN(ex-officio); Richard M. Dubinsky, MD, MPH, FAAN; Mark Hallett,MD, FAAN; Cynthia L. Harden, MD; Michael A. Sloan, MD, MS, FAAN;James C. Stevens, MD, FAAN; Fenwick T. Nichols, III, MD; KennethJ. Mack, MD, PhD; Paul W. O'Connor, MD; Vinay Chaudhry, MD,FAAN.
AAN classification of evidence for therapeutic intervention
Class I. Prospective, randomized, controlled clinical trialwith masked outcome assessment, in a representative population.The following are required: a) primary outcome(s) clearly defined;b) exclusion/inclusion criteria clearly defined; c) adequateaccounting for dropouts and cross-overs with numbers sufficientlylow to have minimal potential for bias; and d) relevant baselinecharacteristics are presented and substantially equivalent amongtreatment groups or there is appropriate statistical adjustmentfor differences.
Class II. Prospective matched group cohort study in a representativepopulation with masked outcome assessment that meets a-d aboveOR a RCT in a representative population that lacks one criteriaa-d.
Class III. All other controlled trials (including well-definednatural history controls or patients serving as own controls)in a representative population, where outcome is independentlyassessed, or independently derived by objective outcome measurement.*
Class IV. Evidence from uncontrolled studies, case series, casereports, or expert opinion.
*Objective outcome measurement: an outcome measure that is unlikelyto be affected by an observer's (patient, treating physician,investigator) expectation or bias (e.g. blood tests, administrativeoutcome data).
A= Established as effective, ineffective, or harmful for thegiven condition in the specified population. (Level A ratingrequires at least two consistent Class I studies.)
B= Probably effective, ineffective, or harmful for the givencondition in the specified population. (Level B rating requiresat least one Class I study or at least two consistent ClassII studies.)
C= Possibly effective, ineffective, or harmful for the givencondition in the specified population. (Level C rating requiresat least one Class II study or two consistent Class III studies.)
U= Data inadequate or conflicting; given current knowledge,treatment is unproven.
See the conflict of interest statement at the end of the text.
Received July 6, 2006. Accepted in final form December 1, 2006.
Approved by the Therapeutics and Technology Assessment Subcommitteeon July 28, 2006; by the Practice Committee on November 11,2006; and by the AAN Board of Directors on December 7, 2006.
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