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From the Therapeutics and Technology Assessment Subcommittee, American Academy of Neurology, St. Paul, MN., The University of California, San Francisco is participating in a clinical trial of mitoxantrone in the treatment of primary progressive MS (PI: S. Zamvil). D.S.G. is a participating investigator (without salary) in that trial, which received $161,900 in appropriations from Immunex.
Address correspondence and reprint requests to TTA, American Academy of Neurology, 1080 Montreal Avenue, St. Paul, MN 55116; e-mail: nking{at}aan.com
| Abstract |
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| Description of the analytic process. |
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Analysis of the evidence. Following its successful use in the treatment of experimental allergic encephalomyelitis,14,15 mitoxantrone was initially studied in an open label, single arm pilot trial (Class IV evidence; see table for definition of levels of evidence), which has been presented in preliminary form.16 A small phase II pilot trial17 studied 10 patients with clinically definite MS (CDMS),18 six of whom had RRMS and four of whom had SPMS. All patients had had an increase of at least one point on the Disability Status Scale (DSS)19 in the year preceding study entry. The average DSS score in the group was 6.0 with a range of 3 to 9. Patients received mitoxantrone 12 mg/m2 at 3-month intervals over 1 year. After 1 year of treatment, the mean DSS score had decreased to 5.1 (NS) and the number of Gd-enhancing MRI lesions had been reduced from 169 prior to therapy to 10 lesions at 12 months (p < 0.05). The study was nonblinded and lacked a control group (Class IV evidence). In 1993, the results of an open-label trial of mitoxantrone in 13 patients with progressive CDMS were reported.20 Patients had to have worsened by one or more Extended Disability Status Scale (EDSS)21 point over the previous 18 months (not in the setting of an acute exacerbation). Each patient received a dose of 8 mg/m2 every 3 weeks, for a total of seven courses. Following mitoxantrone treatment, only three of the 13 patients had an increase of more than 0.5 point on the EDSS.20 Despite this, however, when the authors compared this group to an historical control group from the multicenter Canadian Cyclophosphamide and Plasmapheresis Trial,7 they concluded that there was no obvious clinical benefit to mitoxantrone therapy. This trial, however, was nonblinded and noncontrolled (Class IV evidence).
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In 1997, the results of a randomized, nonblinded, controlled trial of mitoxantrone (20 mg IV/month) and methylprednisolone (1 g IV/month) in 42 patients with active MS (21 of whom were treated with both drugs and 21 of whom received only methylprednisolone) were reported.13 The authors acknowledged the impossibility of keeping either the patient or the treating physician blind to the treatment assignment due to the blue coloration of the sclera and urine, the occurrence of other side effects from the mitoxantrone, and the fall in white blood cell counts following therapy. The decision to use nonblinded clinical observers for this trial was made for economic reasons. Patients who entered the trial had either RRMS or SPMS and were required to have either two attacks with clinical sequelae or a two-point progression on the EDSS scale within the 12 months prior to entry. In addition, subjects were required to have one active lesion on MRI during the 2 months of baseline observation (three scans) in order to be eligible. Baseline mean EDSS scores were 4.7 in the control group and 4.4 in the mitoxantrone group. The primary endpoint for the trial was the percentage of patients developing Gd-enhancing lesions on each of serial monthly MRI scans. At 6 months, the percentage of patients in the mito-xantrone group without enhancing lesions was significantly greater than the comparable percentage in the control group (+59.2%; p < 0.001). The clinical relapse rate was also reduced (-77%; p < 0.01), as was the confirmed one-point EDSS progression rate (-83%; p < 0.01). The significance of this latter observation was done using a
2 analysis based on the number of patients who were worse, no different, or better in each treatment arm. The p value of 0.01 was due mostly to a 400% increase in the number of patients with clinical improvement (more than one point on the EDSS scale) in the mitoxantrone-treated group compared to the control group (see reference 22 for a discussion of problems with such an outcome). Potential concerns about this trial are the limited number of subjects studied, the lack of blinding for clinical outcomes, and the fact that the benefit to treatment was due mostly to a marked improvement in the treated arm. This latter observation is of concern because the EDSS is a subjective clinical score, and one would not anticipate immunosuppressive therapy to radically reverse existing disability. As a result, this study provides Class III data in favor of clinical efficacy. The data in favor of an effect of mitoxantrone on MRI lesion activity, by contrast, are Class II because the interpreting radiologists were blind to treatment assignment.
In 1997, the results of a multicenter, randomized, single-blind, placebo-controlled trial of mitoxantrone (8 mg/m2 per month for 1 year) in 51 patients with RRMS who had at least two exacerbations in the prior 2 years were reported.23 Twenty-seven patients received active drug. The mean EDSS score at baseline was 3.6 in the mitoxantrone group and 3.5 in the placebo group. After 2 years of observation, there was a reduction in the rate of confirmed one-point EDSS deterioration in the mitoxantrone group compared to placebo (-80%; p = 0.02). However, five of the eight patients with confirmed progression in the first year subsequently improved on their EDSS score in the second year, indicating that confirmed progression is often only transient. Also, there was no difference in mean EDSS score between groups at any point during the study. The exacerbation rate was reduced in the treated group compared to controls (-66%; p = 0.0002). New lesions on MRI were also reduced in the treatment group compared to placebo-treated patients, although these data were not as strong statistically as the clinical data (-52%; p < 0.05). This study provides Class II evidence that mitoxantrone reduces the clinical attack rate in RRMS. The evidence for an effect on the progression of the disease is equivocal.
In 1998, the results of a phase III multicenter, double-blind, controlled trial of mitoxantrone in 188 patients with either RRMS or SPMS (50% of the study population was in each category) were presented in abstract form.24,25 The results were presented to the FDA as the basis for drug indication approval,11 which occurred in the fall of 2000 and were recently published.12 In this trial, patients received mitoxantrone at a dose of either 12 mg/m2 (60 patients) or 5 mg/m2 (64 patients) every 3 months for a period of 2 years. Patients in the control arm received an infusion of 3 mg of methylene blue (64 patients) on the same schedule. This latter method was undertaken so that patients in all treatment arms would potentially experience blue coloration of their sclera and urine lasting for approximately 3 days and, thus, would remain blinded to treatment assignment. Patients enrolled in the trial were required to have an EDSS score between 3 and 6 and had to have either SPMS or RRMS with residual deficits after relapse. In either case they had to have sustained a deterioration of at least one point on the EDSS scale in the 18 months prior to study entry. The mean EDSS scores in the three treatment arms were high dose (4.45), low dose (4.64), and control (4.69). The range of EDSS scores studied was 3.0 through 6.0 inclusive. The mean EDSS increase for the group during the previous 18 months was 1.57 points.
The main aim of the trial was to evaluate the effect of mitoxantrone on disease progression. The primary outcome was a composite measure of mean EDSS, ambulation index (AI), standardized neurologic status (SNS), time to first attack requiring steroids, and median time to first attack. The outcome on this composite measure was reported to be better in the high-dose arm compared to placebo (p < 0.0001). This composite measure, however, is a nonstandard outcome measure and several of its component scores, such as the EDSS and the AI, are known to be highly correlated. As a result, the composite contains redundant information that might distort the findings. These considerations raise concerns about the validity of this measure. More importantly, because the physician evaluating attacks was not blinded, the observations on the primary outcome represent only Class III evidence of efficacy.
Nevertheless, this trial also reported improvements on several of the individual components of the composite score. Thus, the number of patients with deterioration of one point or more on the EDSS scale was reduced in the high-dose arm compared to controls (-64%; p = 0.013). Interestingly, this level of statistical significance was achieved only after a re-analysis of the study data (by Immunex) identified an additional two patients in the placebo arm and another patient in the low-dose arm who had deteriorated to this extent (Immunex Corp., personal communication). There was also a reported improvement in the high-dose group compared to controls on other related outcomes, including the 6-month confirmed one-point EDSS progression rate (p = 0.045), the mean 2-year change in the EDSS (p = 0.0194), the AI (p = 0.0306), and the SNS (p = 0.0269). Again, the p values of these last three observations were improved by the data re-analysis (Immunex Corp., personal communication). After 3 years of follow-up (in 138 patients), only SNS change remained significant (p = 0.0383), whereas the change in EDSS and AI had reverted to nonsignificance.11 The effect of mitoxantrone on clinical attack rate measures was stronger statistically, although, unlike the EDSS determination, the physician evaluating attacks was not blinded (Class III). Thus, patients treated with mitoxantrone had a reduction in the number of clinical attacks (-67%; p = 0.0002) and the median time to first relapse was significantly prolonged (p = 0.009). However, as discussed above, these observations represent only Class III evidence.
The effect of mitoxantrone on measures of MRI outcome generally mirrored the clinical data. The mean change (compared to baseline) in number of Gd-enhancing lesions in the high-dose arm (-2.03) compared to controls (-0.19) was not different (p = 0.1048) between groups.11,12 Paradoxically, the low-dose arm had the greatest mean change of any treatment arm (-3.27; no statistical comparisons provided against either group). By contrast, there was a reduction in the number of T2 lesions (p = 0.0272) and the number of patients with new Gd-enhancing lesions (p = 0.022) comparing the mean change in the high-dose arm to that in controls. On these measures the low-dose arm was intermediate between the high-dose and control arms. The change in burden of white matter disease (as measured by the change in T2 lesion volume) was not significantly different between the high-dose arm and controls (p = 0.1228). In summary, this study provides Class II and III data for an effect of mitoxantrone in reducing the clinical and MRI measures of attack rate in relapsing forms of MS. It may also reduce clinical disability and MRI measures of disease severity in this patient population, although the statistical evidence is less clear in this regard.
There are some potential concerns about the use of methylene blue in the placebo arm of this trial as if it were an inert compound, because methylene blue is well known to have biologic effects.26-28 Moreover, it also known to be neurotoxic when administered either intraventricularly or intrathecally to humans.29-36 Reported complications from these routes of administration include nausea, stupor, headache, weakness or numbness in the arms or legs, pain, facial paresis, optic neuropathy, spinal cord necrosis, and even death.29-36 The fact that methylene blue can be neurotoxic in humans complicates the interpretation of the pivotal mitoxantrone trial results, especially in circumstances where 17 to 22% of placebo patients had openings in their bloodbrain barrier (BBB) at the time of each methylene blue administration.11
The short-term side effects observed in the two pivotal trials of mitoxantrone were generally mild but common complaints (in more than 25 to 30% of treated patients) included nausea, menstrual disturbances, alopecia, upper respiratory infections, and urinary tract infections. Surprisingly similar, but less frequent, side effects of alopecia (31%), menstrual disorders (26%), nausea (20%), urinary infections (13%), and amenorrhea (3%) were also found in the "placebo" arm of the pivotal trial.11,12 By contrast, these same side effects were either not found, or were very much less frequent, in the earlier trial that used methylprednisolone (not methylene blue) in the "placebo" arm.13
| Conclusion. |
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Other potential side effects include amenorrhea, which occurred in 43% of the women in the phase III trial11,12 and which, in some instances, is permanent. There is also a risk of late malignancy. A recent population-based study of 3,093 women with breast cancer reported a dose-dependent increase in the risk of nonlymphoid acute leukemia in patients treated with mitoxantrone.41 At cumulative doses of more than 56 mg/m2, the standardized incidence ratio for leukemia in women treated with mitoxantrone was 125.8 (p < 0.0001). By contrast, chemotherapy without mitoxantrone had a standardized incidence ratio of only 5.4 (not significant). Interpretation of this trial is complicated somewhat by the fact that patients generally received other antineoplastic therapies (including radiation) in both the mitoxantrone and nonmitoxantrone treatment arms. Thus, in the previously cited French study of mitoxantrone in 802 patients with MS, there were two patients who developed acute leukemia.40,42 However, there have also been other anecdotal reports in the literature of leukemia developing in patients with MS,43 and it may well be that this association is not as rare as is currently believed by some.
As a result of considerations such as those outlined above, it seems that mitoxantrone should not be used in preference to other immunomodulatory agents in the treatment of patients with relapsing-remitting disease.44 Some have suggested, therefore, using mitoxantrone later in the disease course, perhaps to halt disease progression in patients with advanced MS who are deteriorating clinically and where other immunomodulatory treatments have already been tried and failed. No strong recommendation regarding this view can be made, however, because this is not the patient population that has been studied to date. Indeed, the patients in the mitoxantrone trials have had considerably less advanced disease than the patients studied in other trials in SPMS.45-47 Thus, the mean EDSS was only 4.45 in the phase III mitoxantrone trial and the EDSS range did not include patients with an EDSS score of more than 6.0.11,12 Moreover, 50% of the patients studied were still in the relapsing-remitting phase of their illness.12 By contrast, the other SPMS trials studied patients with a mean EDSS of over 5 and included patients up to an EDSS of 6.5. Also, the patients in the phase III mitoxantrone trial11,12 had a disease duration that was considerably shorter than in the other SPMS trials.45-47 By contrast, in the rate of disease progression (measured in EDSS points accumulated in the previous 18 to 24 months), this trial was comparable to other trials in SPMS.45 This measure of progression, however, does not account for the widely recognized nonlinearity of the EDSS scale.
Importantly, the failure of the large North American IFNß-1b SPMS trial to replicate the apparently robust therapeutic effects found in European IFNß-1b SPMS trial indicates that physicians need to be cautious about accepting too readily the results from any single trial in the treatment of progressive MS. Because of the modest clinical benefits on disease progression reported in the pivotal phase III mitoxantrone trial, this result should be replicated in another (and hopefully much larger) clinical trial before mitoxantrone can be recommended widely for the treatment of patients with MS.
Practice recommendations
Recommendations for future research
Disclaimer. This statement is provided as an educational service of the American Academy of Neurology. It is based on an assessment of current scientific and clinical information. It is not intended to include all possible proper methods of care for a particular neurologic problem or all legitimate criteria for choosing to use a specific procedure. Neither is it intended to exclude any reasonable alternative methodologies. The AAN recognizes that specific care decisions are the prerogative of the patient and the physician caring for the patient, based on all of the circumstances involved.
Appendix: Members of the Therapeutics and Technology Assessment Subcommittee
Douglas S. Goodin, MD (Chair); Yuen T. So (Vice-chair); Carmel Armon, MD, MHS; Richard M. Dubinsky, MD; Mark Hallett, MD; David Hammond, MD; Cynthia L. Harden, MD; Chung Y. Hsu, MD, PhD; Andres M. Kanner, MD; David S. Lefkowitz, MD; Janis Miyasaki, MD; Michael A. Sloan, MD; James C. Stevens, MD.
| Acknowledgments |
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The AAN thanks Dr. F.D. Lublin, who reviewed early drafts of this manuscript.
Received December 7, 2001. Accepted in final form September 3, 2003.
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